Whether you are a Registered Rep. (RR) with another Broker-Dealer or not, you might wish to consider joining our B-D (Finalis) as part of 361Firm.
Reasons to join 361Firm:
You join as an “insider” in the 361Firm community with 4K+ allocators (and 3K+ funds/companies) which hosts events in over 20 countries and 100 cities (see www.361firm.com/home)
You can stay independent with your own brand, and just show that you are “a 361Firm affiliate”
How to Join Finalis via 361Firm?
First, fill out the onboarding questionnaire located here, noting that you will be affiliated with 361Firm.
Create credentials and log into Finalis Platform and follow steps
If you do NOT yet have your Registered Rep. Licenses
We can sponsor you so you can take the exams for the relevant FINRA licenses. Typically, to engage in investment banking to raise equity securities, you will need a Series 7 and 63. For the Series 7, you can take the initial steps on your own by passing the SIE (Securities Industry Essentials) exam, and then 361Firm and its BD can sponsor you to take the Series 7. We can help you to navigate the testing and to obtain exam prep materials (e.g. Kaplan).